Commodity Futures Trading Commission

Results: 2987



#Item
621Financial markets / Stock market / Futures contract / Commodity Futures Trading Commission / Margin / Day trading / Short / Futures exchange / Deposit account / Financial economics / Finance / Business

JAC Alert TWUM - Version IV October 2014

Add to Reading List

Source URL: www.wjammer.com

Language: English - Date: 2015-01-09 13:42:08
622Financial markets / Commodity Futures Trading Commission / Futures contract / Short / Audit committee / Business / Financial economics / Finance

Joint Audit Committee Regulatory Update 0105 TO: Chief Financial Officers

Add to Reading List

Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:38:56
623Financial system / Commodities market / Financial markets / Commodity Futures Trading Commission / National Futures Association / Futures contract / Chicago Mercantile Exchange / U.S. Futures Exchange / Audit committee / Financial economics / Self-regulatory organizations / Finance

JOINT AUDIT COMMITTEE ** REGULATORY UPDATE ** ==================================================== To: FCM Chief Financial Officers

Add to Reading List

Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:38:13
624Government / Commodity Futures Trading Commission / Rulemaking / Public administration

Case 1:12-cv[removed]BAH Document 38 Filed[removed]Page 1 of 8 IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA INVESTMENT COMPANY INSTITUTE and CHAMBER OF COMMERCE OF THE

Add to Reading List

Source URL: www.ici.org

Language: English
625Commodity Futures Trading Commission / Regulatory compliance

Microsoft Word[removed]cftc regulations 1 25 and[removed]effective date and compliance date

Add to Reading List

Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:41:43
626Commodity Exchange Act / Financial system / Financial regulation / Late-2000s financial crisis / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Financial economics / Futures contract

Appendix E to Part 30 – Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Account [Date] [Name and Address of Depository] We refer to the Secured Amount Account(s) which [Name of Futures Commission Mercha

Add to Reading List

Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:46
627New York Mercantile Exchange / Financial economics / Economics / Financial system / Nadex / Futures contract / Commodity Futures Trading Commission

Microsoft Word[removed]doc

Add to Reading List

Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:40:00
628Finance / Futures contract / Commodity Exchange Act / Money market fund / Commodities market / Commodity Futures Modernization Act / Commodity pool / Financial economics / Investment / Commodity Futures Trading Commission

Appendix A to §1.26 – Futures Commission Merchant Acknowledgment Letter for CFTC Regulation 1.26 Customer Segregated Money Market Mutual Fund Account [Date] [Name and Address of Money Market Mutual Fund] We propose to

Add to Reading List

Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:42
629Late-2000s financial crisis / Commodity Futures Trading Commission / Securities / Dodd–Frank Wall Street Reform and Consumer Protection Act / Derivative / Futures contract / Clearing / Commodity Futures Modernization Act / Options Clearing Corporation / Financial economics / Financial system / Finance

The Stock Exchange of Hong Kong Limited

Add to Reading List

Source URL: www.hkex.com.hk

Language: English - Date: 2014-12-04 23:20:33
630Financial markets / Legal documents / United States housing bubble / Collateral management / Credit / Futures contract / Commodity Futures Trading Commission / Currency swap / ISDA Master Agreement / Financial economics / Finance / Economics

December 2, 2014 Comments on “Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants” issued by the Commodity Futures Trading Commission Japanese Bankers Association 1. Preamble

Add to Reading List

Source URL: www.zenginkyo.or.jp

Language: English - Date: 2014-12-02 00:01:07
UPDATE